The Situation: The Securities and Exchange Commission ("SEC") adopted amendments that will mandate the electronic submission of certain documents, including Form 144, the form filed by insiders in ...

On June 2, 2022 the Securities and Exchange Commission (SEC) adopted rule amendments that will require all Forms 144 to be filed electronically on EDGAR, rather than mailing a traditional paper filing ...

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The SEC’s leadership says it is important, in today’s digital age, for filers to have easy online methods to submit information to the market regulator. Earlier this week, the U.S. Securities and ...

The Securities and Exchange Commission proposed amendments Wednesday aimed at modernizing filings for registrants by requiring nearly all forms, filings and other materials be submitted to the SEC ...

Discover the purpose of SEC Form 5, an essential document for disclosing unreported securities transactions by company insiders, to ensure compliance with the SEC.

The U.S. Securities and Exchange Commission's electronic filing system will close for three days late this week, after President Donald Trump ordered the federal government to close on Dec. 24 and 26, ...

SEC Form N-1A is essential for registering open-end mutual funds and ETFs, detailing investment objectives, fees, and ...